Wealth Up Investments | Your Exempt Market Specialists
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Exempt Market 101

So much has changed in the Exempt Market over the last few years.  From the new regulations and licensing to the new Exempt Market Dealers in Canada.  Read on to find out everything you need to know to understand this evolving market.

What is the Exempt Market?

The exempt market is a relatively new term for investors. In the past we referred to it as the “private” or “alternative” market.

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A Brief History

The Exempt Market has definitely seen it’s ups and downs through the 2000’s, especially in Alberta .It used to be called the private or alternative market and in the past, investments were targeted to higher net worth investors.

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What has Changed?

Learn what changed after the federal government introduced new legislation to reform the exempt market and nationalize parts of the Securities Act in 2009.

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Exempt Market Dealers

Exempt market dealers are fully registered dealers who engage in the business of trading in exempt securities and whose clients are usually companies, or people who are otherwise eligible to trade securities in the exempt market under applicable securities laws.

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Risks/Rewards

Understand the Risks and Rewards of the Exempt Market, an important part of the Canadian financial system.

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Are You "Eligible" To Invest in the Exempt Market?

Eligibility requirements vary by province. Find out if you meet the requirements to participate in Exempt Market securities.

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How to Invest in the Exempt Market

Investing in the Exempt Market is an easy process and I will help you every step of the way.

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How Do I Invest With Registered Funds (RRSP/TFSA)?

Investing with RRSP/TFSA funds can really help you see some growth in your registered accounts. Here is the process.

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Who Is WhiteHaven Securities Inc.?

It's important to make sure you're dealing with a registered, reputable Exempt Market Dealer before you invest in any Exempt Market Securities.

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Resources

There are many excellent resources for investors to learn more about the Exempt Market and all it has to offer.

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